美國 SEC 就 Terraform Labs 詐欺案尋求最終判決

繼4 月5 日陪審團裁定Do Kwon 和Terraform Labs (TFL) 對欺詐投資者負有責任後，SEC 正在尋求最終判決，這可能會導致Kwon 未來的活動受到重大限制，並對他和TFL 處以巨額經濟處罰。美國證券交易委員會尋求一項基於行為的禁令，禁止 Kwon 在任何發行證券的實體中擔任高級職員或董事，這可能會限制他未來的業務活動。罰款包括 47 億美元的沒收贓物款和判決前利息，以及 5.2 億美元的民事罰款，總計 53 億美元。

SEC Seeks Final Judgment in Terraform Labs Fraud Case

SEC 尋求 Terraform Labs 詐欺案的最終判決

New York, USA - April 25, 2024

美國紐約 - 2024 年 4 月 25 日

The Securities and Exchange Commission (SEC) has filed a motion seeking a final judgment against Do Kwon and Terraform Labs (TFL), the South Korean company behind the now-collapsed Terra ecosystem. The request follows a jury verdict on April 5th that found Kwon and TFL liable for defrauding investors through the sale of its TerraUSD (UST) stablecoin and the Luna cryptocurrency.

美國證券交易委員會 (SEC) 已提交一項動議，尋求對 Do Kwon 和 Terraform Labs (TFL)（現已崩潰的 Terra 生態系統背後的韓國公司）做出最終判決。該請求是在 4 月 5 日陪審團做出裁決後提出的，該裁決發現 Kwon 和 TFL 通過出售其 TerraUSD (UST) 穩定幣和 Luna 加密貨幣來欺騙投資者。

Potential Penalties

潛在的處罰

If granted, the final judgment would impose significant restrictions on Kwon's future activities and financially penalize both him and TFL. The SEC is seeking a conduct-based injunction that would prohibit Kwon from serving as an officer or director of any entity that issues securities. This could effectively bar him from participating in the U.S. securities sector.

如果最終判決獲得批准，將對 Kwon 的未來活動施加重大限制，並對他和 TFL 進行經濟處罰。美國證券交易委員會正在尋求一項基於行為的禁令，禁止 Kwon 擔任任何發行證券實體的高階主管或董事。這可能會有效地阻止他參與美國證券業。

Furthermore, the financial penalties proposed by the SEC amount to a total of $5.3 billion. This includes $4.7 billion in disgorgement, representing the profits illegally obtained by Kwon and TFL, and the prejudgment interest calculated on those profits. Additionally, the SEC is seeking direct civil penalties of $420 million against TFL and $100 million against Kwon individually.

此外，SEC 提議的經濟處罰總額達 53 億美元。其中包括 47 億美元的非法所得，即 Kwon 和 TFL 非法取得的利潤，以及根據這些利潤計算的判決前利息。此外，SEC 還尋求對 TFL 處以 4.2 億美元的直接民事罰款，對 Kwon 個人處以 1 億美元的直接民事罰款。

Trial and Extradition

審判和引渡

The jury verdict followed a nine-day trial conducted in absentia, as Kwon was not present in the United States. He currently remains in Montenegro, where authorities are considering extradition requests from both the U.S. and South Korea. The outcome of these extradition proceedings will significantly impact the enforceability of any judgments rendered by the U.S. courts.

由於權某不在美國，陪審團在缺席審判九天後做出了裁決。他目前仍留在黑山，當局正在考慮美國和韓國的引渡請求。這些引渡程序的結果將極大地影響美國法院所做的任何判決的可執行性。

Recent SEC Developments

美國證券交易委員會的最新動態

The SEC's legal action against Kwon and TFL comes amid ongoing scrutiny of the cryptocurrency industry. Bloomberg recently reported that two senior attorneys at the SEC, Michael Welsh and Joseph Watkins, resigned following a federal judge's sanction against the agency for abusing its power in a case against the crypto firm Debt Box. Sources indicate that the SEC had threatened to terminate Welsh and Watkins if they remained employed with the agency.

SEC 對 Kwon 和 TFL 採取法律行動之際，加密貨幣產業正受到持續審查。彭博社最近報道稱，美國證券交易委員會的兩名高級律師邁克爾·威爾士(Michael Welsh) 和約瑟夫·沃特金斯(Joseph Watkins) 在聯邦法官因該機構在針對加密貨幣公司Debt Box 的案件中濫用權力而受到製裁後辭職。消息人士稱，美國證券交易委員會曾威脅稱，如果威爾斯和沃特金斯繼續受僱於該機構，他們將被解僱。

Conclusion

結論

The SEC's motion for a final judgment in the Terraform Labs fraud case reflects the agency's commitment to holding individuals and companies accountable for violations of securities laws. The outcome of this case will have significant implications for the future of the cryptocurrency industry and the regulation of digital assets.

美國證券交易委員會對 Terraform Labs 詐欺案做出最終判決的動議反映了​​該機構對追究個人和公司違反證券法責任的承諾。此案的結果將對加密貨幣產業的未來和數位資產的監管產生重大影響。