美国 SEC 就 Terraform Labs 欺诈案寻求最终判决

继 4 月 5 日陪审团裁定 Do Kwon 和 Terraform Labs (TFL) 对欺诈投资者负有责任后，SEC 正在寻求最终判决，这可能会导致 Kwon 未来的活动受到重大限制，并对他和 TFL 处以巨额经济处罚。美国证券交易委员会寻求一项基于行为的禁令，禁止 Kwon 在任何发行证券的实体中担任高级职员或董事，这可能会限制他未来的业务活动。罚款包括 47 亿美元的没收赃款和判决前利息，以及 5.2 亿美元的民事罚款，总计 53 亿美元。

SEC Seeks Final Judgment in Terraform Labs Fraud Case

SEC 寻求 Terraform Labs 欺诈案的最终判决

New York, USA - April 25, 2024

美国纽约 - 2024 年 4 月 25 日

The Securities and Exchange Commission (SEC) has filed a motion seeking a final judgment against Do Kwon and Terraform Labs (TFL), the South Korean company behind the now-collapsed Terra ecosystem. The request follows a jury verdict on April 5th that found Kwon and TFL liable for defrauding investors through the sale of its TerraUSD (UST) stablecoin and the Luna cryptocurrency.

美国证券交易委员会 (SEC) 已提交一项动议，寻求对 Do Kwon 和 Terraform Labs (TFL)（现已崩溃的 Terra 生态系统背后的韩国公司）做出最终判决。该请求是在 4 月 5 日陪审团做出裁决后提出的，该裁决发现 Kwon 和 TFL 通过出售其 TerraUSD (UST) 稳定币和 Luna 加密货币来欺骗投资者。

Potential Penalties

潜在的处罚

If granted, the final judgment would impose significant restrictions on Kwon's future activities and financially penalize both him and TFL. The SEC is seeking a conduct-based injunction that would prohibit Kwon from serving as an officer or director of any entity that issues securities. This could effectively bar him from participating in the U.S. securities sector.

如果最终判决获得批准，将对 Kwon 的未来活动施加重大限制，并对他和 TFL 进行经济处罚。美国证券交易委员会正在寻求一项基于行为的禁令，禁止 Kwon 担任任何发行证券实体的高管或董事。这可能会有效地阻止他参与美国证券行业。

Furthermore, the financial penalties proposed by the SEC amount to a total of $5.3 billion. This includes $4.7 billion in disgorgement, representing the profits illegally obtained by Kwon and TFL, and the prejudgment interest calculated on those profits. Additionally, the SEC is seeking direct civil penalties of $420 million against TFL and $100 million against Kwon individually.

此外，SEC 提议的经济处罚总额达 53 亿美元。其中包括 47 亿美元的非法所得，即 Kwon 和 TFL 非法获取的利润，以及根据这些利润计算的判决前利息。此外，SEC 还寻求对 TFL 处以 4.2 亿美元的直接民事罚款，对 Kwon 个人处以 1 亿美元的直接民事罚款。

Trial and Extradition

审判和引渡

The jury verdict followed a nine-day trial conducted in absentia, as Kwon was not present in the United States. He currently remains in Montenegro, where authorities are considering extradition requests from both the U.S. and South Korea. The outcome of these extradition proceedings will significantly impact the enforceability of any judgments rendered by the U.S. courts.

由于权某不在美国，陪审团在缺席审判九天后做出了裁决。他目前仍留在黑山，当局正在考虑美国和韩国的引渡请求。这些引渡程序的结果将极大地影响美国法院做出的任何判决的可执行性。

Recent SEC Developments

美国证券交易委员会的最新动态

The SEC's legal action against Kwon and TFL comes amid ongoing scrutiny of the cryptocurrency industry. Bloomberg recently reported that two senior attorneys at the SEC, Michael Welsh and Joseph Watkins, resigned following a federal judge's sanction against the agency for abusing its power in a case against the crypto firm Debt Box. Sources indicate that the SEC had threatened to terminate Welsh and Watkins if they remained employed with the agency.

SEC 对 Kwon 和 TFL 采取法律行动之际，加密货币行业正受到持续审查。彭博社最近报道称，美国证券交易委员会的两名高级律师迈克尔·威尔士 (Michael Welsh) 和约瑟夫·沃特金斯 (Joseph Watkins) 在联邦法官因该机构在针对加密货币公司 Debt Box 的案件中滥用权力而受到制裁后辞职。消息人士称，美国证券交易委员会曾威胁称，如果威尔士和沃特金斯继续受雇于该机构，他们将被解雇。

Conclusion

结论

The SEC's motion for a final judgment in the Terraform Labs fraud case reflects the agency's commitment to holding individuals and companies accountable for violations of securities laws. The outcome of this case will have significant implications for the future of the cryptocurrency industry and the regulation of digital assets.

美国证券交易委员会对 Terraform Labs 欺诈案做出最终判决的动议反映了该机构对追究个人和公司违反证券法责任的承诺。此案的结果将对加密货币行业的未来和数字资产的监管产生重大影响。