SEC 表格 C 揭示了針對程序化銷售裁決的上訴

儘管有錯過最後期限的傳言，支持加密貨幣的律師 James 'MetaLawMan' Murphy 分享了 SEC 的 C 表格文件，他說：「這很奇怪。 SEC 的 C 表格日期為 10 月 16 日。

The United States Securities and Exchange Commission (SEC) has filed a Form C with the 2nd Circuit Court to appeal against the Summary Judgment and Final Judgment in the SEC v. Ripple Labs case.

美國證券交易委員會 (SEC) 已向第二巡迴法院提交了表格 C，對 SEC v. Ripple Labs 案中的簡易判決和最終判決提出上訴。

Pro-crypto lawyer James ‘MetaLawMan’ Murphy highlighted the filing, which is dated October 16th, and shared the SEC’s Form C.

支持加密貨幣的律師 James 'MetaLawMan' Murphy 重點介紹了這份日期為 10 月 16 日的文件，並分享了 SEC 的 C 表格。

The Addendum B to Form C states the following, which will be reviewed de novo:

表 C 的附錄 B 規定以下內容，並將重新審核：

“Whether the district court erroneously granted partial summary judgment in favor of defendants with respect to Ripple’s offer and sales of XRP on digital asset trading platforms (and Garlinghouse’s and Larsen’s aiding and abetting of those offers and sales), Garlinghouse’s and Larsen’s personal offers and sales of XRP, and Ripple’s distributions of XRP in exchange for consideration other than cash. These are the issues to be reviewed de novo.”

「地方法院是否錯誤地就 Ripple 在數位資產交易平台上提供和銷售 XRP（以及 Garlinghouse 和 Larsen 協助和教唆這些提供和銷售）、Garlinghouse 和 Larsen 的個人提供和銷售做出了有利於被告的部分簡易判決XRP，以及Ripple 分配的XRP 以換取現金以外的對價。這些都是需要重新審查的問題。

However, the SEC did not challenge the disgorgement ruling, where the Final Judgment ordered Ripple to pay $125 million in civil penalties. Judge Analisa Torres rejected the SEC’s request for a $1.1 billion disgorgement.

然而，美國證券交易委員會並沒有對沒收非法所得的裁決提出質疑，最終判決命令 Ripple 支付 1.25 億美元的民事罰款。法官 Analisa Torres 拒絕了 SEC 追繳 11 億美元非法所得的請求。

As previously reported by LawStreetMedia, the 2nd Circuit’s docket, which was recently updated, showed that the SEC is appealing against the Summary Judgment relating to the Programmatic Sales of XRP ruling, and the Final Judgment.

正如 LawStreetMedia 之前所報導的那樣，最近更新的第二巡迴法院的案卷顯示，SEC 正在對與 XRP 程序化銷售裁決相關的簡易判決和最終判決提出上訴。

The docket also showed that the SEC filed a Form C on October 16th, which is challenging the Summary Judgment relating to the XRP airdrop and PayID sales, and the Final Judgment.

案卷還顯示，SEC 於 10 月 16 日提交了 C 表格，對有關 XRP 空投和 PayID 銷售的簡易判決以及最終判決提出質疑。

Moreover, the SEC is appealing against the Summary Judgment relating to Good Faith Defense and Third-Party Sales ruling, and the Final Judgment.

此外，美國證券交易委員會正在就善意抗辯和第三方銷售裁決的即決判決以及最終判決提出上訴。

As highlighted in the SEC’s Notice of Appeal, which was filed on October 2nd, the SEC is seeking to overturn the Summary Judgment and Final Judgment, which relate to XRP sales.

正如 10 月 2 日提交的 SEC 上訴通知中所強調的那樣，SEC 正在尋求推翻與 XRP 銷售相關的簡易判決和最終判決。

The SEC is arguing that the lower court erred in concluding that Ripple’s XRP sales were not subject to registration under federal securities laws.

美國證券交易委員會認為，下級法院認為 Ripple 的 XRP 銷售無需根據聯邦證券法註冊的結論是錯誤的。

The regulator also highlighted that the court applied an “unduly narrow” interpretation of the “offer” and “sale” provisions in the証券法.

監管機構也強調，法院對《證券法》中「要約」和「出售」條款的解釋「過於狹隘」。

The SEC also argued that the lower court erred in rejecting its request for a preliminary injunction, which was filed in December 2020.

SEC 還辯稱，下級法院拒絕其於 2020 年 12 月提交的初步禁令請求是錯誤的。

The regulator highlighted that the court “failed to consider the峻烈性 of the irreparable harm that will occur if the injunction is not granted.”

監管機構強調，法院“未能考慮到如果不授予禁令將造成不可挽回的損害的嚴重性。”

The SEC concluded its Notice of Appeal by arguing that the lower court erred in denying its motion to strike the defendants’ Good Faith Defense.

美國證券交易委員會在其上訴通知中指出，下級法院拒絕駁回被告善意辯護的動議是錯誤的。

The regulator highlighted that the defendants failed to demonstrate that they acted in good faith and that their belief that XRP was not a security was objectively reasonable.

監管機構強調，被告未能證明他們的行為是善意的，並且他們認為 XRP 不是證券的觀點是客觀合理的。

As reported, Judge Torres rejected the SEC’s request for an extension to file a Form C, which is a concise statement of the points to be raised on an appeal.

據報道，托雷斯法官拒絕了 SEC 延期提交表格 C 的請求，表格 C 是上訴中要提出的要點的簡明陳述。

The SEC filed its Notice of Appeal on October 2nd, which was the final day for the regulator to file an appeal at the 2nd Circuit Court.

SEC 於 10 月 2 日提交了上訴通知，這是監管機構向第二巡迴法院提出上訴的最後一天。

However, the SEC filed its Form C on October 16th, which is beyond the 30-day deadline from the filing of the Notice of Appeal.

然而，SEC 於 10 月 16 日提交了 C 表格，超出了提交上訴通知後 30 天的截止日期。

Some members of the crypto community have highlighted this fact and suggested that the 2nd Circuit Court may reject the SEC’s appeal.

加密社群的一些成員強調了這一事實，並建議第二巡迴法院可能會駁回 SEC 的上訴。

As stated in the docket, the SEC filed 3 Forms C, which are challenging the Summary Judgment relating to the XRP airdrop and PayID sales, and the Final Judgment.

如案卷所述，SEC 提交了 3 份表格 C，對有關 XRP 空投和 PayID 銷售的簡易判決以及最終判決提出質疑。

The SEC is also challenging the Summary Judgment relating to Good Faith Defense and Third-Party Sales ruling, and the Final Judgment.

美國證券交易委員會也對善意抗辯和第三方銷售裁決的簡易判決以及最終判決提出質疑。

The regulator is challenging the Summary Judgment relating to the Programmatic Sales of XRP ruling, and the Final Judgment.

監管機構正在對 XRP 程序化銷售裁決的簡易判決和最終判決提出質疑。

The SEC filed a Form C on October 16th, which is challenging the Summary Judgment relating to the Summary Judgment relating to Ripple’s offer and sales of XRP on digital asset trading platforms, and the Final Judgment.

SEC 於 10 月 16 日提交了表格 C，對與 Ripple 在數位資產交易平台上提供和銷售 XRP 相關的簡易判決以及最終判決提出質疑。

The SEC filed 3 Forms C on October 16th, which is challenging the Summary Judgment relating to Garlinghouse’s and Larsen’s aiding and abetting of those offers and sales, and the Final Judgment.

SEC 於 10 月 16 日提交了 3 份表格 C，對有關 Garlinghouse 和 Larsen 協助和教唆這些要約和銷售的簡易判決以及最終判決提出質疑。

The SEC is also challenging the Summary Judgment relating to Garlinghouse’s and Larsen’s personal offers and sales of XRP, and the Final Judgment.

SEC 也對 Garlinghouse 和 Larsen 個人提供和銷售 XRP 的簡易判決以及最終判決提出質疑。

Moreover, the SEC filed a Form C on October 16th, which is challenging the Summary Judgment relating to Ripple’s distributions of XRP in exchange for consideration other than cash, and the Final Judgment.

此外，SEC 於 10 月 16 日提交了 C 表格，對有關 Ripple 分配 XRP 以換取現金以外的對價的簡易判決和最終判決提出質疑。

The SEC filed 3 Forms C on October 16th, which is challenging the Summary Judgment relating to Good Faith Defense and Third-Party Sales ruling, and the Final Judgment.

SEC 於 10 月 16 日提交了 3 份表格 C，對有關善意抗辯和第三方銷售裁決的簡易判決以及最終判決提出質疑。

The SEC is also challenging the Summary Judgment relating to the Programmatic Sales of XRP ruling, and the Final Judgment, which

SEC 也對與 XRP 程序化銷售裁決相關的簡易判決和最終判決提出質疑，其中