SEC 表格 C 揭示了针对程序化销售裁决的上诉

尽管有错过最后期限的传言，支持加密货币的律师 James 'MetaLawMan' Murphy 分享了 SEC 的 C 表格文件，他说：“这很奇怪。 SEC 的 C 表格日期为 10 月 16 日。法院在该文件上的盖章为 10 月 17 日。我们应该尽快查明第二巡回法院是否得出结论认为 SEC 错过了最后期限。

The United States Securities and Exchange Commission (SEC) has filed a Form C with the 2nd Circuit Court to appeal against the Summary Judgment and Final Judgment in the SEC v. Ripple Labs case.

美国证券交易委员会 (SEC) 已向第二巡回法院提交了表格 C，对 SEC 诉 Ripple Labs 案中的简易判决和最终判决提出上诉。

Pro-crypto lawyer James ‘MetaLawMan’ Murphy highlighted the filing, which is dated October 16th, and shared the SEC’s Form C.

支持加密货币的律师 James 'MetaLawMan' Murphy 重点介绍了这份日期为 10 月 16 日的文件，并分享了 SEC 的 C 表格。

The Addendum B to Form C states the following, which will be reviewed de novo:

表 C 的附录 B 规定以下内容，并将重新审核：

“Whether the district court erroneously granted partial summary judgment in favor of defendants with respect to Ripple’s offer and sales of XRP on digital asset trading platforms (and Garlinghouse’s and Larsen’s aiding and abetting of those offers and sales), Garlinghouse’s and Larsen’s personal offers and sales of XRP, and Ripple’s distributions of XRP in exchange for consideration other than cash. These are the issues to be reviewed de novo.”

“地区法院是否错误地就 Ripple 在数字资产交易平台上提供和销售 XRP（以及 Garlinghouse 和 Larsen 协助和教唆这些提供和销售）、Garlinghouse 和 Larsen 的个人提供和销售做出了有利于被告的部分简易判决XRP，以及 Ripple 分配的 XRP 以换取现金以外的对价。这些都是需要重新审查的问题。”

However, the SEC did not challenge the disgorgement ruling, where the Final Judgment ordered Ripple to pay $125 million in civil penalties. Judge Analisa Torres rejected the SEC’s request for a $1.1 billion disgorgement.

然而，美国证券交易委员会并没有对没收非法所得的裁决提出质疑，最终判决命令 Ripple 支付 1.25 亿美元的民事罚款。法官 Analisa Torres 拒绝了 SEC 追缴 11 亿美元非法所得的请求。

As previously reported by LawStreetMedia, the 2nd Circuit’s docket, which was recently updated, showed that the SEC is appealing against the Summary Judgment relating to the Programmatic Sales of XRP ruling, and the Final Judgment.

正如 LawStreetMedia 之前报道的那样，最近更新的第二巡回法院的案卷显示，SEC 正在对与 XRP 程序化销售裁决相关的简易判决和最终判决提出上诉。

The docket also showed that the SEC filed a Form C on October 16th, which is challenging the Summary Judgment relating to the XRP airdrop and PayID sales, and the Final Judgment.

案卷还显示，SEC 于 10 月 16 日提交了 C 表格，对有关 XRP 空投和 PayID 销售的简易判决以及最终判决提出质疑。

Moreover, the SEC is appealing against the Summary Judgment relating to Good Faith Defense and Third-Party Sales ruling, and the Final Judgment.

此外，美国证券交易委员会正在对有关善意辩护和第三方销售裁决的简易判决以及最终判决提出上诉。

As highlighted in the SEC’s Notice of Appeal, which was filed on October 2nd, the SEC is seeking to overturn the Summary Judgment and Final Judgment, which relate to XRP sales.

正如 10 月 2 日提交的 SEC 上诉通知中所强调的那样，SEC 正在寻求推翻与 XRP 销售相关的简易判决和最终判决。

The SEC is arguing that the lower court erred in concluding that Ripple’s XRP sales were not subject to registration under federal securities laws.

美国证券交易委员会认为，下级法院认为 Ripple 的 XRP 销售无需根据联邦证券法进行注册的结论是错误的。

The regulator also highlighted that the court applied an “unduly narrow” interpretation of the “offer” and “sale” provisions in the証券法.

监管机构还强调，法院对《证券法》中“要约”和“出售”条款的解释“过于狭隘”。

The SEC also argued that the lower court erred in rejecting its request for a preliminary injunction, which was filed in December 2020.

SEC 还辩称，下级法院拒绝其于 2020 年 12 月提交的初步禁令请求是错误的。

The regulator highlighted that the court “failed to consider the峻烈性 of the irreparable harm that will occur if the injunction is not granted.”

监管机构强调，法院“未能考虑到如果不授予禁令将造成不可挽回的损害的严重性。”

The SEC concluded its Notice of Appeal by arguing that the lower court erred in denying its motion to strike the defendants’ Good Faith Defense.

美国证券交易委员会在其上诉通知中指出，下级法院拒绝驳回被告善意辩护的动议是错误的。

The regulator highlighted that the defendants failed to demonstrate that they acted in good faith and that their belief that XRP was not a security was objectively reasonable.

监管机构强调，被告未能证明他们的行为是善意的，并且他们认为 XRP 不是证券的观点是客观合理​​的。

As reported, Judge Torres rejected the SEC’s request for an extension to file a Form C, which is a concise statement of the points to be raised on an appeal.

据报道，托雷斯法官拒绝了 SEC 延期提交表格 C 的请求，表格 C 是上诉中要提出的要点的简明陈述。

The SEC filed its Notice of Appeal on October 2nd, which was the final day for the regulator to file an appeal at the 2nd Circuit Court.

SEC 于 10 月 2 日提交了上诉通知，这是监管机构向第二巡回法院提出上诉的最后一天。

However, the SEC filed its Form C on October 16th, which is beyond the 30-day deadline from the filing of the Notice of Appeal.

然而，SEC 于 10 月 16 日提交了表格 C，超出了提交上诉通知后的 30 天期限。

Some members of the crypto community have highlighted this fact and suggested that the 2nd Circuit Court may reject the SEC’s appeal.

加密社区的一些成员强调了这一事实，并建议第二巡回法院可能会驳回 SEC 的上诉。

As stated in the docket, the SEC filed 3 Forms C, which are challenging the Summary Judgment relating to the XRP airdrop and PayID sales, and the Final Judgment.

正如案卷中所述，SEC 提交了 3 份表格 C，对有关 XRP 空投和 PayID 销售的简易判决以及最终判决提出质疑。

The SEC is also challenging the Summary Judgment relating to Good Faith Defense and Third-Party Sales ruling, and the Final Judgment.

美国证券交易委员会还对有关善意抗辩和第三方销售裁决的简易判决以及最终判决提出质疑。

The regulator is challenging the Summary Judgment relating to the Programmatic Sales of XRP ruling, and the Final Judgment.

监管机构正在对有关 XRP 程序化销售裁决的简易判决和最终判决提出质疑。

The SEC filed a Form C on October 16th, which is challenging the Summary Judgment relating to the Summary Judgment relating to Ripple’s offer and sales of XRP on digital asset trading platforms, and the Final Judgment.

SEC 于 10 月 16 日提交了表格 C，对与 Ripple 在数字资产交易平台上提供和销售 XRP 相关的简易判决以及最终判决提出质疑。

The SEC filed 3 Forms C on October 16th, which is challenging the Summary Judgment relating to Garlinghouse’s and Larsen’s aiding and abetting of those offers and sales, and the Final Judgment.

SEC 于 10 月 16 日提交了 3 份表格 C，对有关 Garlinghouse 和 Larsen 协助和教唆这些要约和销售的简易判决以及最终判决提出质疑。

The SEC is also challenging the Summary Judgment relating to Garlinghouse’s and Larsen’s personal offers and sales of XRP, and the Final Judgment.

SEC 还对有关 Garlinghouse 和 Larsen 个人要约和销售 XRP 的简易判决以及最终判决提出质疑。

Moreover, the SEC filed a Form C on October 16th, which is challenging the Summary Judgment relating to Ripple’s distributions of XRP in exchange for consideration other than cash, and the Final Judgment.

此外，SEC 于 10 月 16 日提交了 C 表格，对有关 Ripple 分配 XRP 以换取现金以外的对价的简易判决和最终判决提出质疑。

The SEC filed 3 Forms C on October 16th, which is challenging the Summary Judgment relating to Good Faith Defense and Third-Party Sales ruling, and the Final Judgment.

SEC 于 10 月 16 日提交了 3 份表格 C，对有关善意抗辩和第三方销售裁决的简易判决以及最终判决提出质疑。

The SEC is also challenging the Summary Judgment relating to the Programmatic Sales of XRP ruling, and the Final Judgment, which

SEC 还对与 XRP 程序化销售裁决相关的简易判决和最终判决提出质疑，其中