SEC 要求 Terraform Labs 和 Do Kwon 在具有里程碑意義的加密詐欺案中處以巨額罰款

美國證券交易委員會 (SEC) 已對 Terraform Labs 和 Do Kwon 提起訴訟，要求返還 4.7B 美元的非法所得和預判利息，外加 5.2 億美元的民事罰款。投訴稱，Terraform 在其 TerraUSD (UST) 穩定幣和 Luna 代幣的穩定性方面誤導了投資者。 SEC 還試圖禁止 Kwon 擔任任何上市公司的高管或董事，並對 Terraform 實施“基於行為的禁令”，以防止未來出現違規行為。

Terraform Labs and Do Kwon Face Steep Financial Penalties in SEC Lawsuit

Terraform Labs 和 Do Kwon 在 SEC 訴訟中面臨巨額經濟處罰

In a significant legal development, the United States Securities and Exchange Commission (SEC) is seeking substantial financial penalties from Terraform Labs and its co-founder, Do Kwon, following a recent civil case ruling that found the company liable for investment fraud.

在一項重大的法律進展中，美國證券交易委員會 (SEC) 正在尋求對 Terraform Labs 及其聯合創始人 Do Kwon 處以巨額經濟處罰，此前一項民事案件裁定該公司對投資詐欺負有責任。

According to a filing submitted on April 19 in the U.S. District Court for the Southern District of New York, the SEC is requesting disgorgement and prejudgment interest amounting to approximately $4.7 billion, along with civil penalties totaling $520 million.

根據 4 月 19 日向紐約南區美國地方法院提交的一份文件，SEC 要求返還約 47 億美元的非法所得和判決前利息，以及總計 5.2 億美元的民事罰款。

The penalties stem from the SEC's allegations that Terraform Labs and Kwon misled investors regarding the offering and sale of TerraUSD (UST), Luna, and wrapped Luna (wLUNA). The SEC claims that the defendants made false and misleading statements about the stability and riskiness of these digital assets, which ultimately led to billions of dollars in losses for investors.

此次處罰源於 SEC 指控 Terraform Labs 和 Kwon 在 TerraUSD (UST)、Luna 和 WLUNA (wLUNA) 的發行和銷售方面誤導投資者。美國證券交易委員會聲稱，被告對這些數位資產的穩定性和風險性做出了虛假和誤導性的陳述，最終給投資者帶來了數十億美元的損失。

In response to the SEC's request, Terraform Labs and Kwon have expressed disagreement over the proposed penalties. Kwon has vehemently disputed the crypto firm's suggested maximum civil penalty of $3.5 million, advocating for a significantly lower amount of $800,000.

為了回應 SEC 的要求，Terraform Labs 和 Kwon 對擬議的處罰表示了不同意見。 Kwon 強烈反對加密貨幣公司建議的最高 350 萬美元民事罰款，主張將金額大幅降低到 80 萬美元。

Beyond the financial penalties, the SEC has also proposed additional restrictions on Terraform Labs and Kwon. The regulatory agency seeks to prohibit Kwon from serving as a director or officer of a securities issuer and requires the company to disclose all assets and bank accounts.

除了經濟處罰之外，SEC 還對 Terraform Labs 和 Kwon 提出了額外的限制。監管機構試圖禁止權擔任證券發行人的董事或高階管理人員，並要求該公司揭露所有資產和銀行帳戶。

Furthermore, the SEC is considering imposing a "conduct-based injunction" on Terraform Labs to prevent the company from engaging in similar misconduct in the future. According to the SEC's filing, the defendants have shown no remorse for their actions and may continue to commit similar offenses in the absence of appropriate remedial measures.

此外，美國證券交易委員會正在考慮對 Terraform Labs 實施“基於行為的禁令”，以防止該公司未來從事類似的不當行為。根據美國證券交易委員會的文件，被告對自己的行為沒有表現出悔意，如果沒有適當的補救措施，他們可能會繼續犯下類似的罪行。

The SEC's request for penalties and restrictions remains subject to approval by the court. On April 5, a jury found Terraform Labs and Kwon liable for investment fraud, marking a significant victory for investors who had been harmed by the collapse of the Terra ecosystem.

美國證券交易委員會的處罰和限制請求仍有待法院批准。 4 月 5 日，陪審團裁定 Terraform Labs 和 Kwon 承擔投資詐欺責任，這標誌著因 Terra 生態系統崩潰而受到傷害的投資者取得了重大勝利。

In a statement released after the jury's verdict, a representative for Terraform Labs said that the company was "carefully weighing [its] options and next steps." The company has not yet publicly commented on the specific penalties and restrictions proposed by the SEC.

在陪審團做出裁決後發布的聲明中，Terraform Labs 的代表表示，該公司正在「仔細權衡[其]選擇和後續步驟」。該公司尚未就 SEC 提出的具體處罰和限制公開發表評論。

As the legal proceedings continue, investors and the wider cryptocurrency community await further developments in this high-profile case. The outcome of the lawsuit will have significant implications for the regulation of digital assets and the accountability of those who seek to profit from misleading investors.

隨著法律訴訟的持續，投資者和更廣泛的加密貨幣社群正在等待這起備受矚目的案件的進一步進展。該訴訟的結果將對數位資產的監管以及那些試圖從誤導投資者中獲利的人的責任產生重大影響。