SEC 的加密执法目标是 Robinhood 部门

美国证券交易委员会 (SEC) 在新的执法行动中针对 Robinhood 的加密部门。法律专家质疑 SEC 过于激进的做法，Robinhood 的 CLO Dan Gallagher 对此感到失望。美国证券交易委员会的行动因涉嫌滥用威尔斯通知而受到批评，人们对该委员会同时处理多个执法案件的能力表示担忧。

SEC's Latest Enforcement Action Targets Robinhood's Crypto Division

SEC 最新执法行动针对 Robinhood 的加密部门

Washington, D.C., May 8, 2024 - The United States Securities and Exchange Commission (SEC) has initiated a new enforcement action against Robinhood's crypto division, serving the company with a Wells notice as a potential precursor to formal charges. The move is the latest in a series of regulatory actions taken by the SEC against crypto service providers in recent months.

华盛顿特区，2024 年 5 月 8 日 - 美国证券交易委员会 (SEC) 对 Robinhood 的加密部门发起了新的执法行动，向该公司发出了 Wells 通知，作为正式指控的潜在先兆。此举是美国证券交易委员会近几个月针对加密服务提供商采取的一系列监管行动中的最新一起。

Industry Experts Question SEC's Approach

行业专家质疑 SEC 的做法

Legal experts in the industry have expressed concern over the SEC's approach to regulating cryptocurrencies, alleging that the agency has engaged in a "carpet bombing" campaign against the sector. Rodrigo Silva-Herzog, former Paradigm executive and current legal counsel for Cooley LLP, stated that the Wells notice against Robinhood's crypto division is a continuation of this aggressive strategy.

该行业的法律专家对美国证券交易委员会监管加密货币的方式表示担忧，声称该机构对该行业进行了“地毯式轰炸”。 Paradigm 前高管、Cooley LLP 现任法律顾问罗德里戈·席尔瓦-赫尔佐格 (Rodrigo Silva-Herzog) 表示，富国银行针对 Robinhood 加密部门发出的通知是这一激进策略的延续。

"The SEC has been on a regulatory rampage against crypto," said Silva-Herzog. "This latest action against Robinhood is just another example of their 'carpet bombing' campaign against the industry."

Silva-Herzog 表示：“美国证券交易委员会一直在对加密货币进行监管。” “针对 Robinhood 的最新行动只是他们针对该行业‘地毯式轰炸’活动的又一个例子。”

Jake Chervinsky, Chief Legal Officer of Variant Fund, echoed Silva-Herzog's sentiments, condemning the SEC for abusing the Wells notice as a scare tactic. Chervinsky questioned the SEC's ability to handle the numerous enforcement actions it has launched in recent months.

Variant Fund 首席法务官 Jake Chervinsky 赞同 Silva-Herzog 的观点，谴责 SEC 滥用 Wells 通知作为恐吓策略。切尔文斯基质疑美国证券交易委员会处理近几个月发起的众多执法行动的能力。

"The number of Wells notices that the SEC has issued in recent months is staggering," said Chervinsky. "It raises serious questions about the agency's capacity to effectively pursue so many enforcement actions at once."

“近几个月来，美国证券交易委员会发出的威尔斯通知数量惊人，”切尔文斯基说。 “这引发了对该机构同时有效采取如此多执法行动的能力的严重质疑。”

Robinhood CLO Dan Gallagher Expresses Disappointment

Robinhood CLO 丹·加拉格尔 (Dan Gallagher) 表示失望

Robinhood's Chief Legal Officer, Dan Gallagher, expressed disappointment with the SEC's actions in a blog post published on Monday, May 6. Gallagher, a former SEC commissioner appointed by President Obama, emphasized the company's commitment to regulatory compliance and its efforts to work with the SEC to achieve clarity.

Robinhood 的首席法律官 Dan Gallagher 在 5 月 6 日星期一发表的一篇博文中对 SEC 的行为表示失望。由奥巴马总统任命的前 SEC 专员 Gallagher 强调了该公司对监管合规性的承诺以及与美国证券交易委员会合作的努力。 SEC 实现清晰。

"After years of good faith attempts to engage with the SEC for regulatory clarity, including our well-known attempt to 'come in and register,' we are disappointed that the agency has decided to issue a Wells Notice related to our U.S. crypto business," said Gallagher.

“多年来，我们真诚地尝试与美国证券交易委员会（SEC）沟通以寻求监管明确性，包括我们众所周知的‘介入并注册’的尝试，但我们对该机构决定发布与我们的美国加密业务相关的威尔斯通知感到失望， “加拉格尔说。

Robinhood Defends Its Crypto Offerings

Robinhood 为其加密货币产品辩护

Robinhood maintains that its crypto offerings do not constitute securities and is prepared to defend its position against any SEC enforcement action.

Robinhood 坚称其加密货币产品不构成证券，并准备针对 SEC 的任何执法行动捍卫其立场。

"We believe that our offerings are not securities and are confident that we can demonstrate how weak any case against our firm by the SEC would be on both the facts and the law," said Gallagher.

加拉格尔表示：“我们相信我们的产品不是证券，并且有信心我们能够证明美国证券交易委员会针对我们公司的任何案件在事实和法律上都是多么无力。”

SEC's Continued Crackdown on Crypto

SEC 继续打击加密货币

The SEC's enforcement action against Robinhood's crypto division comes amid the agency's ongoing crackdown on the cryptocurrency industry. The SEC has initiated similar actions against other exchanges and projects, including Coinbase and Ripple.

美国证券交易委员会对 Robinhood 的加密部门采取执法行动之际，该机构正在持续打击加密货币行业。 SEC 对其他交易所和项目发起了类似的行动，包括 Coinbase 和 Ripple。

Legal experts predict that the SEC's investigation of Robinhood's crypto division could lead to a prolonged legal battle and potentially hefty sanctions. Industry observers are closely monitoring the situation, as the outcome of the SEC's enforcement actions will have significant implications for the future of the cryptocurrency market.

法律专家预测，美国证券交易委员会对 Robinhood 加密部门的调查可能会导致一场旷日持久的法律战，并可能导致严厉的制裁。行业观察家正在密切关注事态发展，因为 SEC 执法行动的结果将对加密货币市场的未来产生重大影响。