Coinbase（COIN）加大力度迫使美国 SEC 公布内部文件

在 Coinbase（纳斯达克股票代码：COIN）与美国证券交易委员会（SEC）之间的升级中，加密货币交易所加大了力度

Coinbase (NASDAQ: COIN) filed a Reply Memorandum of Law on Monday, August 12, in support of their motion to compel the US Securities and Exchange Commission (SEC) to fulfill discovery obligations.

Coinbase（纳斯达克股票代码：COIN）于 8 月 12 日星期一提交了一份答复法律备忘录，以支持其迫使美国证券交易委员会 (SEC) 履行发现义务的动议。

Last week, the SEC submitted a memorandum to the Southern District Court of New York, arguing against Coinbase’s demands, which include the release of personal crypto-related emails from SEC chairman Gary Gensler. The SEC described these requests as “breathtakingly broad,” alleging that they are unnecessary and impose an undue burden on the regulator.

上周，SEC 向纽约南区法院提交了一份备忘录，反对 Coinbase 的要求，其中包括公布 SEC 主席 Gary Gensler 的个人加密相关电子邮件。美国证券交易委员会将这些要求描述为“极其广泛”，声称这些要求是不必要的，并且给监管机构带来了不应有的负担。

Coinbase Doesn’t Back Down

Coinbase 不会退缩

Coinbase's response criticizes the SEC for not conducting a thorough search of non-Enforcement Division personnel documents, including those from SEC Commissioners and the Division of Trading and Markets, which have not been searched or produced.

Coinbase 的回应批评 SEC 没有对非执法部门的人事文件进行彻底搜查，包括来自 SEC 专员和交易与市场部门的文件，这些文件尚未被搜查或出示。

“After refusing for weeks to prepare a preliminary ‘hit report’ as the basis for constructive discussion, the SEC has now acceded to this threshold request—seeking to use those hit-report results to cut off, rather than facilitate, an informed discovery protocol,” Coinbase stated in the memorandum.

“在几周来拒绝准备一份初步‘命中报告’作为建设性讨论的基础之后，美国证券交易委员会现在同意了这一门槛要求——寻求利用这些命中报告结果来切断而不是促进知情发现协议”，Coinbase 在备忘录中表示。

The filing further accuses the SEC of being selective in its document search and production processes, stating that the SEC overstated the burden of production by four times. Coinbase challenges the SEC’s reluctance to review documents from outside its Enforcement Division, emphasizing the relevance of various communications highlighted in other legal cases, such as the Ripple case.

该文件进一步指责 SEC 在文件搜索和制作过程中存在选择性，并指出 SEC 将制作负担夸大了四倍。 Coinbase 对 SEC 不愿审查其执法部门之外的文件提出了质疑，强调了其他法律案件（例如 Ripple 案件）中强调的各种通信的相关性。

One significant point of contention remains the SEC’s refusal to inquire whether Chair Gensler uses his personal email for communications relevant to the issues at the heart of the case.

一个重要的争论点仍然是 SEC 拒绝询问主席 Gensler 是否使用他的个人电子邮件进行与案件核心问题相关的通信。

“Finally, with respect to Chair Gensler, the SEC refuses even to ask whether he receives or sends relevant communications on his personal email. The opposition offers no basis for this refusal,” the filing states. The crypto exchange insists that Gensler’s personal communications could contain critical information relevant to the case and argues that the SEC’s refusal to inquire about these communications is unjustifiable.

“最后，关于 Gensler 主席，SEC 甚至拒绝询问他是否通过个人电子邮件接收或发送相关通信。反对派没有提供拒绝的依据。”文件称。该加密货币交易所坚称 Gensler 的个人通信可能包含与案件相关的关键信息，并认为 SEC 拒绝询问这些通信是没有道理的。

Coinbase also criticizes the SEC for dismissing the relevance of documents that could support the fair notice defense. “The SEC should be ordered to run searches relating to Coinbase’s fair notice defense… After proclaiming this defense ‘effectively dead’ and forswearing any such search ‘unless and until’ the Court confirmed it was ‘still in the case,’ the SEC now has that confirmation but persists in asserting the documents’ categorical irrelevance,” the exchange argues.

Coinbase 还批评 SEC 驳回了可以支持公平通知辩护的文件的相关性。 “应该命令 SEC 进行与 Coinbase 公平通知抗辩相关的搜查……在宣布这一抗辩“实际上已经失效”并发誓放弃任何此类搜查“除非且直到”法院确认该案“仍在审理中”之后，SEC 现在已经该确认，但坚持声称这些文件绝对不相关，”交易所辩称。

Moreover, Coinbase demands that the SEC log all documents reviewed and withheld, as stipulated by a court order implementing Rule 502(d). This request highlights the necessity for these actions to ensure a fair legal process, with the exchange ready to confer with the SEC to finalize the specifics of the search protocol.

此外，Coinbase 要求 SEC 根据实施规则 502(d) 的法院命令的规定，记录所有审查和扣留的文件。该请求强调了采取这些行动的必要性，以确保公平的法律程序，交易所准备与 SEC 协商以最终确定搜索协议的具体细节。

At press time, COIN traded at $191.74.

截至发稿，COIN 交易价格为 191.74 美元。