Uniswap 将在 CFTC 案件中支付 175,000 美元

CFTC 对作为 Uniswap Labs 运营的 Universal Navigation Inc. 发出命令并达成和解，要求该公司支付 175,000 美元的罚款。

The Commodities Futures Trading Commission (CFTC) announced an order on Wednesday against Uniswap, imposing a $175,000 settlement fee.

商品期货交易委员会 (CFTC) 周三宣布对 Uniswap 发出命令，征收 175,000 美元的结算费。

The regulator acknowledged Uniswap Labs’ cooperation with the Division of Enforcement’s investigation, leading to a reduced civil monetary penalty.

监管机构承认 Uniswap Labs 与执法部门的调查合作，从而减轻了民事罚款。

Uniswap to Pay $175,000 in CFTC Case

Uniswap 将在 CFTC 案件中支付 175,000 美元

The Commodities Futures Trading Commission (CFTC) announced an order and settled charges against Universal Navigation Inc., operating as Uniswap Labs, requiring the company to pay a $175,000 fine.

美国商品期货交易委员会 (CFTC) 宣布对作为 Uniswap 实验室运营的 Universal Navigation Inc. 发出命令并和解指控，要求该公司支付 175,000 美元的罚款。

The charges stem from illegally offering leveraged or margined retail commodity transactions in digital assets through its decentralized trading protocol.

这些指控源于通过其去中心化交易协议非法提供数字资产杠杆或保证金零售商品交易。

In addition to the civil penalty, the CFTC warned Uniswap Labs against future violations of the Commodity Exchange Act (CEA). The commission criticized Uniswap for failing to register as a designated contract market, which prohibited the DEX from offering leveraged trading products.

除了民事处罚外，CFTC 还警告 Uniswap Labs 今后不要违反《商品交易法》(CEA)。该委员会批评 Uniswap 未注册为指定合约市场，从而禁止 DEX 提供杠杆交易产品。

Despite lacking proper registration, Uniswap created a user interface and smart contracts that allowed users to trade tokens. Third parties also developed some of these tokens, exposing investors to leveraged or margined returns linked to the price of Bitcoin (BTC) and Ethereum (ETH).

尽管缺乏适当的注册，Uniswap 创建了一个用户界面和智能合约，允许用户交易代币。第三方还开发了其中一些代币，使投资者能够获得与比特币（BTC）和以太坊（ETH）价格相关的杠杆或保证金回报。

“The order finds these leveraged tokens are leveraged or margined commodity transactions that did not result in actual delivery within 28 days and therefore can be offered to non-Eligible Contract Participants only on a board of trade that has been designated or registered by the CFTC as a contract market, which Uniswap Labs was not,” an excerpt in the press release read.

“该命令发现这些杠杆代币是杠杆或保证金商品交易，在 28 天内没有导致实际交割，因此只能在 CFTC 指定或注册的交易平台上向非合格合约参与者提供一个合约市场，而 Uniswap Labs 则不是，”新闻稿中的摘录写道。

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Notably, the CFTC reduced the penalty, acknowledging Uniswap Labs’ cooperation during the investigation. According to Artemis data, Uniswap generates millions in fees daily, making the $175,000 fine a mere slap on the wrist.

值得注意的是，CFTC 承认 Uniswap Labs 在调查期间的合作，减轻了处罚。根据 Artemis 的数据，Uniswap 每天产生数百万美元的费用，这使得 175,000 美元的罚款不过是小事一桩。

“IMO: Wording is bullish and a change from hostile enforcement to rewarding “cooperation” with light fines,” crypto commentator MartyParty wrote.

“IMO：措辞乐观，从敌对执法转变为以轻微罚款奖励“合作”，”加密货币评论员 MartyParty 写道。

Meanwhile, Uniswap is also facing scrutiny from the U.S. Securities and Exchange Commission (SEC). In April, the SEC issued a Wells Notice to Uniswap, indicating it had enough evidence to proceed with a lawsuit.

与此同时，Uniswap 还面临美国证券交易委员会（SEC）的审查。 4 月份，SEC 向 Uniswap 发出了 Wells 通知，表示其有足够的证据可以提起诉讼。

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Amidst the latest development, the Uniswap (UNI) token is up 8%. BeInCrypto data shows that it is trading for $6.58 at the time of writing.

在最新进展中，Uniswap (UNI) 代币上涨了 8%。 BeInCrypto 数据显示，截至撰写本文时，其交易价格为 6.58 美元。